Rocco Thomas Lattanzi

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2021-06-09
MD	RA	APPROVED	2021-06-09

DE RA
APPROVED

Since 2021-06-09
MD RA
APPROVED

Since 2021-06-09

Branch Locations

120 Shawan Rd., Hunt Valley, MD 21031 • United States

9625 Deereco Rd., Timonium, MD 21093 • United States

14301 Jarrettsville Pike, Pheonix, MD 21131 • United States

212 Mount Carmel Rd., Parkton, MD 21120 • United States

Baldwin, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
M&T Securities	Hunt Valley	MD	12/2007	Present
Lpl Financial Llc	Pheonix	MD	06/2021	Present
Lpl Financial Llc	Pheonix	MD	06/2021	Present

12/2007 → Present

M&T Securities

Hunt Valley, MD
06/2021 → Present

Lpl Financial Llc

Pheonix, MD
06/2021 → Present

Lpl Financial Llc

Pheonix, MD

Previous Registrations

2009-12-16 → 2021-06-09

M&T Securities, Inc.

Annapolis, MD

Washington, DC

Baltimore, MD

Hunt Valley, MD

Timonium, MD

Cockeysville, MD

Baltimore, MD

Towson, MD

Baltimore, MD

Parkton, MD

Timonium, MD

Timonium, MD

Cockeysville, MD

Lutherville, MD

Pheonix, MD

Cockeysville, MD

Timonium, MD

Annapolis, MD

Baltimore, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-12-15
S63	Uniform Securities Agent State Law Examination	2007-02-20

S65 Uniform Investment Adviser Law Examination

2009-12-15
S63 Uniform Securities Agent State Law Examination

2007-02-20