Best Investors Account Sign in
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-27
CA RA APPROVED 2019-08-06
  • TX RA
    APPROVED
    Since 2020-02-27
  • CA RA
    APPROVED
    Since 2019-08-06

Branch Locations

Chula Vista, CA • United States

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bonsall CA 01/2019 Present
Bank Of America Escondido CA 07/2016 12/2018
Other Businesses

ONLINE EBAY SALES, AND SALES ON INDEPENDENT WEBSITE MEXICANPOPSHOP.COMNOT INVESTMENT RELATEDVISTA CA 92081START DATE 01/20153 HOURS PER MONTH DEDICATED0 HOURS DURING TRADING HOURSSALE OF MEXICAN GOODS SUCH AS BLANKETS AND HATS, I PACKAGE AND SHIP OUT PRODUCTSI*526294For profit or not for profit: Entity For ProfitName of outside business organization: THE ADVENTURES OF WILLIE AND GORDOInvestment related: NAddress of business: chula vista, California, 91910Nature of business: ["Sole Proprietorship"]Position, title, association: ["Owner"], Start date of relationship: 9/24/2021Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , YouTube channel is complimentary to the associated Ebook published online called the adventures of willie and gordo: willie and gordo go to the zoo published by reyes arana publishing (book not yet published). children's book ages 2-10 years old youtube channel has read along to actual ebook. ebook has not been published yet. this channel will have future read alongs with other basic book related readings. will have educational material created by third party i pay. channel is currently free but could generate income based on content views, advertising and revenue kickback in the future. the channel does not advertise me, Merrill Lynch or Bank of America. this channel is independent of my employment with Merrill Bank of America. i do this as a hobby. monthly time involved is minimal less than 2 hours per month as i pay third parties to upload and create video and also pay to have book created.I*1136302For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: el cajon, CaliforniaNature of business: Position, title, association: Sole owner, Start date of relationship: 2/1/2023Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0 I*1815303, Entity Type:Entity For Profit, Name of OBA: Youtube Address: ANAHEIM, CA 92805 Investment Related:No Position, Title, Association: Other Employee Start Date:05/06/24 No Hours:2 hrs monthly No Hours during trading: Duties:This is a History channel on Youtube that I will contribute to by doing research and video editing on history topics on weekends. I am part of a 4 person group that contributes to this channel. I recently joined it.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-31
  • S66 Uniform Combined State Law Examination
    2019-07-31
Other Names
  • Jesus Guillermo Reyes
  • Jesus Reyes
  • Willie Reyes

View on SEC IAPD

More in Chula Vista, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor