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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-27 |
| CA | RA | APPROVED | 2019-08-06 |
Branch Locations
Chula Vista, CA • United States
333 S Hope St, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bonsall | CA | 01/2019 | Present |
| Bank Of America | Escondido | CA | 07/2016 | 12/2018 |
ONLINE EBAY SALES, AND SALES ON INDEPENDENT WEBSITE MEXICANPOPSHOP.COMNOT INVESTMENT RELATEDVISTA CA 92081START DATE 01/20153 HOURS PER MONTH DEDICATED0 HOURS DURING TRADING HOURSSALE OF MEXICAN GOODS SUCH AS BLANKETS AND HATS, I PACKAGE AND SHIP OUT PRODUCTSI*526294For profit or not for profit: Entity For ProfitName of outside business organization: THE ADVENTURES OF WILLIE AND GORDOInvestment related: NAddress of business: chula vista, California, 91910Nature of business: ["Sole Proprietorship"]Position, title, association: ["Owner"], Start date of relationship: 9/24/2021Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , YouTube channel is complimentary to the associated Ebook published online called the adventures of willie and gordo: willie and gordo go to the zoo published by reyes arana publishing (book not yet published). children's book ages 2-10 years old youtube channel has read along to actual ebook. ebook has not been published yet. this channel will have future read alongs with other basic book related readings. will have educational material created by third party i pay. channel is currently free but could generate income based on content views, advertising and revenue kickback in the future. the channel does not advertise me, Merrill Lynch or Bank of America. this channel is independent of my employment with Merrill Bank of America. i do this as a hobby. monthly time involved is minimal less than 2 hours per month as i pay third parties to upload and create video and also pay to have book created.I*1136302For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: el cajon, CaliforniaNature of business: Position, title, association: Sole owner, Start date of relationship: 2/1/2023Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0 I*1815303, Entity Type:Entity For Profit, Name of OBA: Youtube Address: ANAHEIM, CA 92805 Investment Related:No Position, Title, Association: Other Employee Start Date:05/06/24 No Hours:2 hrs monthly No Hours during trading: Duties:This is a History channel on Youtube that I will contribute to by doing research and video editing on history topics on weekends. I am part of a 4 person group that contributes to this channel. I recently joined it.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-31 |
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