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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corp | Atlanta | GA | 03/2018 | 09/2019 |
| Lpl Financial | Canby | MN | 09/2019 | Present |
| Rob Hill Farms | Canby | MN | 08/2009 | 03/2018 |
1)10/08/2019 - Ridge Rock Financial Services - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:09/09/2019 - 180 hrs/mo - 8 hrs during trading. 2) 08/25/2022 - LPL Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 08/17/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 3) 01/27/2025 - Norman Four15 - Not Investment Related - Real Estate Rental - Home Based - Start Date:09/01/2024 - 6 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-24 |
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