Best Investors Account Sign in
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-11
  • TX RA
    APPROVED
    Since 2023-04-11

Branch Locations

6751 Old Jacksonville Hwy, Tyler, TX 75703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Balch Springs TX 09/2021 Present
Lowes Little Rock AR 04/2020 09/2021
Davids Burgers Bryant AR 07/2019 04/2020
Arkansas Department Of Corrections Malvern AR 03/2018 07/2019
Texas Bank And Trust Longview TX 05/2017 03/2018
Melaleuca Rexburg ID 05/2015 05/2017
Waffle House Bryant AR 09/2019 10/2019
Bank Of America, N.A. Balch Springs TX 02/2023 Present
  • 09/2021 → Present
    Balch Springs, TX
  • 04/2020 → 09/2021
    Lowes
    Little Rock, AR
  • 07/2019 → 04/2020
    Davids Burgers
    Bryant, AR
  • 03/2018 → 07/2019
    Arkansas Department Of Corrections
    Malvern, AR
  • 05/2017 → 03/2018
    Texas Bank And Trust
    Longview, TX
  • 05/2015 → 05/2017
    Melaleuca
    Rexburg, ID
  • 09/2019 → 10/2019
    Waffle House
    Bryant, AR
  • 02/2023 → Present
    Bank Of America, N.A.
    Balch Springs, TX
Other Businesses

I*: 2001289 Entity Type: Entity For Profit Name of OBA: ATT Fiber Address: Austin, TX Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 09/16/2024 Number of Hours: 3 hrs weekly Number of Hours during trading: 0 Duties: Door to Door Sales company that works for ATT Fiber. I would speak to individuals interested in trying door to door sales and refer to the owner for possibly employment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-10
  • S66 Uniform Combined State Law Examination
    2023-04-10

View on SEC IAPD

More in Tyler, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor