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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Balch Springs | TX | 09/2021 | Present |
| Lowes | Little Rock | AR | 04/2020 | 09/2021 |
| Davids Burgers | Bryant | AR | 07/2019 | 04/2020 |
| Arkansas Department Of Corrections | Malvern | AR | 03/2018 | 07/2019 |
| Texas Bank And Trust | Longview | TX | 05/2017 | 03/2018 |
| Melaleuca | Rexburg | ID | 05/2015 | 05/2017 |
| Waffle House | Bryant | AR | 09/2019 | 10/2019 |
| Bank Of America, N.A. | Balch Springs | TX | 02/2023 | Present |
I*: 2001289 Entity Type: Entity For Profit Name of OBA: ATT Fiber Address: Austin, TX Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 09/16/2024 Number of Hours: 3 hrs weekly Number of Hours during trading: 0 Duties: Door to Door Sales company that works for ATT Fiber. I would speak to individuals interested in trying door to door sales and refer to the owner for possibly employment.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-10 |
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