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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-11-23
  • IL RA
    APPROVED
    Since 2021-11-23

Branch Locations

15255 S. 94Th Avenue, Suite 602, Orland Park, IL 60462 • United States

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Depaul University Chicago IL 09/2015 05/2018
Cbre Chicago IL 05/2017 09/2017
Lpl Financial, Llc Orland Park IL 01/2019 Present
Unemployed Orland Park IL 05/2018 01/2019
Highpoint Advisor Group, Llc Orland Park IL 10/2021 Present
  • 09/2015 → 05/2018
    Depaul University
    Chicago, IL
  • 05/2017 → 09/2017
    Cbre
    Chicago, IL
  • 01/2019 → Present
    Lpl Financial, Llc
    Orland Park, IL
  • 05/2018 → 01/2019
    Unemployed
    Orland Park, IL
  • 10/2021 → Present
    Highpoint Advisor Group, Llc
    Orland Park, IL
Previous Registrations
  • 2021-12-09 → 2021-12-31
    Highpoint Planning Partners
    Orland Park, IL
    Downers Grove, IL
Other Businesses

1. 8/4/2021 - Lloyd Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 8/12/2021 - HighPoint Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. - Started 7/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to HighPoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 8/12/2021 - HighPoint Advisor Group, LLC - DBA: (Hybrid) High Point Planning Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Licensed Admin. - Started 7/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-15
  • S66 Uniform Combined State Law Examination
    2021-10-15

View on SEC IAPD

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