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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-05 |
Branch Locations
15851 Dallas Parkway Ste 1230, Addison, TX 75001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Fort Mill | SC | 10/2024 | 09/2025 |
| Raymond Trey Brown | Frisco | TX | 07/2022 | 09/2024 |
| Avantax Wealth Management | Coppell | TX | 10/2019 | 02/2022 |
| 1St Global Research And Development | Dallas | TX | 03/2005 | 10/2019 |
| Unemployed | Garland | TX | 02/2022 | 04/2022 |
| Unemployed | Garland | TX | 09/2025 | 11/2025 |
| Northwestern Mutual Investment Services Llc | Addison | TX | 11/2025 | Present |
| Christopher Cruz | Addison | TX | 11/2025 | Present |
| Raymond Trey Brown | Frisco | TX | 04/2022 | 06/2025 |
| Northwestern Mutual Investment Services Llc | Frisco | TX | 06/2022 | 09/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2025 | Present |
| C Tait Cruse | Dallas | TX | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-26 |
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