Kayla Maine Ballou

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2021-03-31

RI RA
APPROVED

Since 2021-03-31

Branch Locations

Foster, RI • United States

888 Reservoir Ave, Cranston, RI 02910 • United States

10 River Rd Ste 206, Uxbridge, MA 01569 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Cumberland	RI	01/2019	Present
Ye Olde English	Woonsocket	RI	08/2019	03/2020
Roast House Restaurant	Blackstone	MA	08/2017	08/2019
Ye Olde English	Woonsocket	RI	05/2015	08/2017

01/2019 → Present

Ameriprise Financial Services, Llc

Cumberland, RI
08/2019 → 03/2020

Ye Olde English

Woonsocket, RI
08/2017 → 08/2019

Roast House Restaurant

Blackstone, MA
05/2015 → 08/2017

Ye Olde English

Woonsocket, RI

Other Businesses

Outside Employment; Gamm Financial Group, Inc.; I am paid through Gamm Financial Group for my employment at TW Financial Group; Manage advisory business; 888 Reservoir Ave, , Cranston, RI, 02910; Investment-Related; 02/11/2026; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-02-08

S66 Uniform Combined State Law Examination

2021-02-08

View on SEC IAPD