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6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-17 |
Branch Locations
2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States
2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-15 |
Branch Locations
2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Irvine | CA | 07/2019 | 02/2021 |
| Park Avenue Securities | Irvine | CA | 03/2020 | 02/2021 |
| Capstone Partners Financial And Insurance Services | Newport Beach | CA | 01/2019 | 06/2019 |
| Foresters Financial Services | Monrovia | CA | 02/2019 | 03/2019 |
| Harvey & Company | Newport Beach | CA | 10/2018 | 01/2019 |
| Express | Fullerton | CA | 08/2017 | 09/2018 |
| California State University Fullerton | Fullerton | CA | 08/2015 | 05/2019 |
| Audent Global Asset Management, Llc | Los Angeles | CA | 02/2021 | Present |
| Evoke Advisors | Los Angeles | CA | 09/2025 | Present |
| Evoke Advisors | Los Angeles | CA | 10/2025 | Present |
| Mai Capital Management, Llc | Cleveland | OH | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-11 |
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