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Baton Rouge, LA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2020-05-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Covington | LA | 09/2019 | 01/2020 |
| Hawk Industries | Baton Rouge | LA | 06/2016 | 05/2019 |
| Student | Slidell | LA | 01/2000 | 05/2019 |
| Live Oak Wealth Management, Llc | Covington | LA | 11/2019 | 01/2020 |
| Live Oak Wealth Financial Group | Covington | LA | 11/2018 | 01/2020 |
| Zion Capital Llc | Baton Rouge | LA | 01/2020 | Present |
Mr. Zimmerman has a financial affiliated business as an independent insurance agent. Approximately 5% of his time is spent on these activities. He will offer Clients services from those activities. As an insurance agent, he may receive separate yet typical compensation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-14 |
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