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Nicholas Matthew Zimmerman

Zion Capital LLC

Baton Rouge, LA

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Current Employers
Zion Capital Llc

Baton Rouge, LA • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-05-13
  • LA RA
    APPROVED
    Since 2020-05-13

Branch Locations

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Covington LA 09/2019 01/2020
Hawk Industries Baton Rouge LA 06/2016 05/2019
Student Slidell LA 01/2000 05/2019
Live Oak Wealth Management, Llc Covington LA 11/2019 01/2020
Live Oak Wealth Financial Group Covington LA 11/2018 01/2020
Zion Capital Llc Baton Rouge LA 01/2020 Present
  • 09/2019 → 01/2020
    Securities America, Inc.
    Covington, LA
  • 06/2016 → 05/2019
    Hawk Industries
    Baton Rouge, LA
  • 01/2000 → 05/2019
    Student
    Slidell, LA
  • 11/2019 → 01/2020
    Covington, LA
  • 11/2018 → 01/2020
    Live Oak Wealth Financial Group
    Covington, LA
  • 01/2020 → Present
    Baton Rouge, LA
Previous Registrations
Other Businesses

Mr. Zimmerman has a financial affiliated business as an independent insurance agent. Approximately 5% of his time is spent on these activities. He will offer Clients services from those activities. As an insurance agent, he may receive separate yet typical compensation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-14
  • S65 Uniform Investment Adviser Law Examination
    2019-11-14
Other Names
  • Nicholas Zimmerman

View on SEC IAPD

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