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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-12-13 |
Branch Locations
101 Commercial Street Suite 400, Plainview, NY 11803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2019 | 12/2019 |
| Unemployed | Melville | NY | 05/2018 | 02/2019 |
| Luther Appliance & Furniture Sales | Hauppauge | NY | 01/2013 | 05/2018 |
| Equitable Advisors, Llc | New York | NY | 01/2020 | 08/2021 |
| Penn Mutual Life Insurance Company | Horsham | PA | 08/2021 | Present |
| Hornor, Townsend & Kent, Llc | Horsham | PA | 08/2021 | 11/2024 |
| Osaic | Melville | NY | 12/2024 | Present |
1) INSURANCE BROKERAGE POSITION: Agent NATURE: DBA-Empire Wealth Strategies INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 8/9/2021 ADDRESS: 2 Park Ave, Suite 300, New York , NY 10016 DESCRIPTION: Sales & Service of/and Life, Accident ,Health/DI/LTC and Annuity accounts for multiple insurance carriers including the Penn Mutual Life Ins Co. 2) CPA/ACCOUNTING SERVICES POSITION: Proprietor/Owner NATURE: Tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 509 Verona Drive, MELVILLE, New York, Melville NY 11747, United States DESCRIPTION: Tax Preparation 3) STRATEGIC INSURANCE POSITION: Financial Advisor NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/01/2022 ADDRESS: 41 Waverly Court, Wading River NY 11792, United States DESCRIPTION: Financial Advisor with access to Health, Disability, Dental, Vison, P&C and general financial assistance solutions
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-17 |
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