William Richard Miller

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 06/2020
  Massmutual
  Horsham, PA
• 01/2019 → 06/2020
  Mml Investors Services, Llc
  Horsham, PA
• 12/2017 → 07/2018
  Sarahcare
  Jenkintown, PA
• 08/2014 → 05/2017
  Wilkes University
  Wilkes Barre, PA
• 08/2012 → 08/2017
  Wegmans
  Elmira, NY
• 06/2020 → 07/2023
  Securities America, Inc.
  Bensalem, PA
• 08/2020 → 07/2023
  Securities America Advisors, Inc.
  Bensalem, PA
• 11/2018 → 01/2020
  Arcadia University
  Glenside, PA
• 08/2017 → 12/2017
  Wyoming Valley Tennis Club
  Kingston, PA
• 07/2023 → 01/2026
  Lpl Financial Llc
  Huntingdon Valley, PA
• 01/2022 → 10/2023
  Sprouts Farmers Market
  Horsham, PA
• 01/2021 → 01/2022
  Instacart
  Abington, PA
• 07/2023 → 01/2026
  Independent Advisor Alliance, Llc
  Huntingdon Valley, PA
• 08/2020 → 12/2020
  University Of Scranton
  Scranton, PA
• 01/2026 → Present
  Raymond James Financial Services, Inc.
  Willow Grove, PA
• 01/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  Willow Grove, PA

Previous Registrations

• 2023-07-21 → 2026-01-22
  Independent Advisor Alliance, Llc
  Huntingdon Valley, PA
  Charlotte, NC
• 2020-08-13 → 2023-07-21
  Securities America Advisors, Inc.
  Bensalem, PA

Other Businesses

(1)Name of Business: Know My Plan Address: 2338 Hamilton Ave, Willow Grove, PA, 19090, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/15/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor & Director of Operations (2)Name of Business: Know My Plan Insurance Address: 2338 Hamilton Ave, Willow Grove, PA, 19090, United States Activity Type: Non-variable Insurance Position/Title: Broker, Agent Investment Related: Yes Start Date: 07/15/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I work with the owner Tyler to get my clients the appropriate coverage for the insurances as well as make sure they're not overpaying.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-08-12
• S63 Uniform Securities Agent State Law Examination
  2020-01-25

Designations

• Certified Financial Planner

Other Names

• William Miller