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David Andrew Samuelsen

Mml Investors Services, LLC

Springfield, MA

Longmeadow, MA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-08-31
  • NC RA
    APPROVED
    Since 2017-08-31

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Longmeadow, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Charlotte NC 02/2013 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 03/2017 Present
Mml Investors Services Llc Charlotte NC 04/2017 Present
Previous Registrations
  • 2013-03-14 → 2017-03-24
    Ubs Financial Services Inc.
    Charlotte, NC
  • 2011-02-16 → 2013-02-28
    Lpl Financial Llc
    Boynton Beach, FL
    San Diego, CA
    Boynton Beach, FL
  • 2007-09-25 → 2011-02-18
    Fifth Third Securities, Inc.
    Boca Raton, FL
    Pembroke Pines, FL
    Boca Raton, FL
    Boca Raton, FL
    Palm Beach, FL
    Fort Lauderdale, FL
    Palm Beach Gardens, FL
    Lake Worth, FL
    West Palm Beach, FL
  • 2007-04-26 → 2007-10-03
    Lpl Financial Llc
    Fort Mill, SC
  • 2005-08-11 → 2007-09-11
    Uvest Financial Services Group, Inc.
    Ft. Lauderdale, FL
    Coral Springs, FL
    Fort Lauderdale, FL
    Pembroke Pines, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-08
  • S66 Uniform Combined State Law Examination
    2005-08-08
Designations
Other Names
  • David Samuelson

View on SEC IAPD

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Other Investors

GEOFFREY WILLIAM MOORE
Charles M Bonatakis
MARK WILLIAM TEED
RYAN ANDREW BRASSARD
CHARLES M BONATAKIS
JOHN S. BONATAKIS
DIANE LYNN STONE
ANTONIO VENI BASTOS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SPRINGFIELD, MA
MORGAN STANLEY · Springfield, MA
LPL FINANCIAL LLC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · Springfield, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA

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