Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-14 |
| NY | RA | APPROVED | 2021-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Binghamton | NY | 03/2005 | Present |
| Morgan Stanley Smith Barney | Ithaca | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
2.The Estate of James Bartley; Investment related: Yes; Private Company; Executor or Administrator(proprietor, partner, officer, director, employee, trustee, agent); May 2018; During business hours: 4; After business hours: 4;The settling of the Estate of James Bartley. I will be paying off debts and distributing his assets to his heirs. 3. Real Estate; Investment related No; Rental; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); Oct/2017; During business hours: 4; After business hours: 4;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-03 |
Reach out to this advisor