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350 Linden Oaks Suite 140, Rochester, NY 14625 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-10-22 |
| IL | RA | APPROVED | 2024-10-29 |
| OH | RA | APPROVED | 2024-10-29 |
| OR | RA | APPROVED | 2024-10-01 |
| CO | RA | APPROVED | 2024-09-26 |
| CT | RA | APPROVED | 2024-09-26 |
| NY | RA | APPROVED | 2024-09-26 |
| PA | RA | APPROVED | 2024-09-26 |
Branch Locations
350 Linden Oaks Suite 140, Rochester, NY 14625 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | Rochester | NY | 01/2019 | 09/2024 |
| Xerox Corporation | Rochester | NY | 12/1998 | 12/2018 |
| City National Bank | Rochester | NY | 06/2019 | 09/2024 |
| Novem Group | Rochester | NY | 09/2024 | Present |
AIR BNB; ADDRESS: 888 BRANNAN STREET SAN FRANCISCO, CA 94103; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RENTAL OF PROPERTY; CAPACITY: OTHER - I USE THE AIR BNB PLATFORM TO RENT MY LAKE PROPERTY FOR APPROX 25 NIGHTS IN THE SEASON STARTING IN APRIL ENDING IN OCTOBER; START DATE: 04/01/2019; DUTIES: ENSURE MY POSTS ARE ACCURATE AND I FOLLOW THE AIR BNB POLICIES WHEN RENTING MY PROPERTY; HOURS DEVOTED PER MONTH: 00; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00; ROCHESTER PHILHARMONIC ORCHESTRA; ADDRESS: 255 EAST AVENUE, ROCHESTER, NY 14604; NOT INVESTMENT RELATED; POSITION/TITLE: MEMBER OF THE BOARD OF DIRECTORS; START DATE: 06/01/2024; HOURS DEVOTED PER MONTH: 7; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1; FULL CIRCLE HOME; ADDRESS: 350 LINDEN OAKS, SUITE 120, ROCHESTER, NY 14625; NOT INVESTMENT RELATED; POSITION/TITLE: SECRETARY FOR THE BOARD OF DIRECTORS; START DATE: 02/01/2025; HOURS DEVOTED PER MONTH: 4; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-21 |
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