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Catherine Elizabeth Gueli

Novem Group

Rochester, NY

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Current Employers
Novem Group

350 Linden Oaks Suite 140, Rochester, NY 14625 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-10-22
IL RA APPROVED 2024-10-29
OH RA APPROVED 2024-10-29
OR RA APPROVED 2024-10-01
CO RA APPROVED 2024-09-26
CT RA APPROVED 2024-09-26
NY RA APPROVED 2024-09-26
PA RA APPROVED 2024-09-26
  • MD RA
    APPROVED
    Since 2025-10-22
  • IL RA
    APPROVED
    Since 2024-10-29
  • OH RA
    APPROVED
    Since 2024-10-29
  • OR RA
    APPROVED
    Since 2024-10-01
  • CO RA
    APPROVED
    Since 2024-09-26
  • CT RA
    APPROVED
    Since 2024-09-26
  • NY RA
    APPROVED
    Since 2024-09-26
  • PA RA
    APPROVED
    Since 2024-09-26

Branch Locations

350 Linden Oaks Suite 140, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. Rochester NY 01/2019 09/2024
Xerox Corporation Rochester NY 12/1998 12/2018
City National Bank Rochester NY 06/2019 09/2024
Novem Group Rochester NY 09/2024 Present
  • 01/2019 → 09/2024
    Rochester, NY
  • 12/1998 → 12/2018
    Xerox Corporation
    Rochester, NY
  • 06/2019 → 09/2024
    City National Bank
    Rochester, NY
  • 09/2024 → Present
    Rochester, NY
Previous Registrations
Other Businesses

AIR BNB; ADDRESS: 888 BRANNAN STREET SAN FRANCISCO, CA 94103; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RENTAL OF PROPERTY; CAPACITY: OTHER - I USE THE AIR BNB PLATFORM TO RENT MY LAKE PROPERTY FOR APPROX 25 NIGHTS IN THE SEASON STARTING IN APRIL ENDING IN OCTOBER; START DATE: 04/01/2019; DUTIES: ENSURE MY POSTS ARE ACCURATE AND I FOLLOW THE AIR BNB POLICIES WHEN RENTING MY PROPERTY; HOURS DEVOTED PER MONTH: 00; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00; ROCHESTER PHILHARMONIC ORCHESTRA; ADDRESS: 255 EAST AVENUE, ROCHESTER, NY 14604; NOT INVESTMENT RELATED; POSITION/TITLE: MEMBER OF THE BOARD OF DIRECTORS; START DATE: 06/01/2024; HOURS DEVOTED PER MONTH: 7; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1; FULL CIRCLE HOME; ADDRESS: 350 LINDEN OAKS, SUITE 120, ROCHESTER, NY 14625; NOT INVESTMENT RELATED; POSITION/TITLE: SECRETARY FOR THE BOARD OF DIRECTORS; START DATE: 02/01/2025; HOURS DEVOTED PER MONTH: 4; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-21
  • S66 Uniform Combined State Law Examination
    2019-03-21
Designations

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