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Employer firm

The Huntington Investment Company CRD 16986

$7.89B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-16
OH RA APPROVED 2023-05-04
  • TX RA
    APPROVED
    Since 2025-04-16
  • OH RA
    APPROVED
    Since 2023-05-04

Branch Locations

Euclid, OH • United States

Cleveland, OH • United States

Hfa Service Center Osj - Bethel Road 1600 Bethel Road, Columbus, OH 43220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington National Bank Richmond Heights OH 10/2013 06/2021
The Huntington Investment Company Columbus OH 01/2019 06/2021
Huntington National Bank Willowick OH 06/2021 02/2022
The Huntington National Bank Columbus OH 06/2021 02/2022
The Huntington Investment Company Columbus OH 02/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-03
S63 Uniform Securities Agent State Law Examination 2019-05-24
  • S66 Uniform Combined State Law Examination
    2023-05-03
  • S63 Uniform Securities Agent State Law Examination
    2019-05-24

View on SEC IAPD

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