Brian Zusi

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → 11/2021
  Mml Investors Services, Llc
  Norwalk, CT
• 04/2018 → 11/2021
  Mass Mutual Life Insurance Company
  Norwalk, CT
• 09/2016 → 02/2018
  House Of Sports / Asec, Llc
  Ardsley, NY
• 12/2021 → Present
  Prudential Insurance Company Of America
  Whiteplains, NY
• 12/2021 → 11/2024
  Pruco Securities, Llc.
  Whiteplains, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  White Plains, NY

Previous Registrations

• 2021-12-09 → 2024-11-14
  Pruco Securities, Llc.
  White Plains, NY
  White Plains, NY
  South Salem, NY
• 2021-08-03 → 2021-12-08
  Mml Investors Services, Llc
  Norwalk, CT

Other Businesses

1.11/22/2024; GLG RESEARCH; Business Consulting; YES inv related; 2 hr/mo non trading; 1 hr/mo trading; 01/02/2023 GLG WORLD INSIGHT NETWORK. POSITION: Consultant NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 602 E. 42nd St., Third Floor, New York NY 10165, United States DESCRIPTION: Work Consists of one-off calls or virtual meetings lasting approximately 45 minutes to 1 hour depending on project needs.The needs of the company would vary but my expertise would be in the areas of the sports-side of coaching, organizational leadership and/or management structure.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-07-23
• S63 Uniform Securities Agent State Law Examination
  2020-10-23

Other Names

• Brian Matthew Zusi