Best Investors Account Sign in

Alicia Christine Arciniega

Smart Investments Advisory Incorporated

Redlands, CA

Claim This Profile
Current Employers
Smart Investments Advisory Incorporated

1849 W. Redlands Blvd. Suite 104, Redlands, CA 92373-3127 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

1849 W. Redlands Blvd. Suite 104, Redlands, CA 92373-3127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wbb Securities, Llc Redlands CA 12/2006 06/2020
Smart Investments Advisory Incorporated Redlands CA 12/2006 Present
Western International Securities, Inc. Pasadena CA 06/2020 Present
Lpl Financial Llc Redlands CA 06/2025 Present
  • 12/2006 → 06/2020
    Wbb Securities, Llc
    Redlands, CA
  • 12/2006 → Present
    Smart Investments Advisory Incorporated
    Redlands, CA
  • 06/2020 → Present
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Lpl Financial Llc
    Redlands, CA
Previous Registrations
  • 2020-06-03 → 2020-06-09
    Western International Securities, Inc.
    Pasadena, CA
    Redlands, CA
    Redlands, CA
Other Businesses

Smart Investments Advisory Incorporated; Investment-Related; Registered Investment Advisor (RIA); Investment Adviser Representative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-08
  • S66 Uniform Combined State Law Examination
    2008-12-08
Other Names
  • Ali Arciniega
  • Alicia Christine Adams

View on SEC IAPD

Other Firms

DILIGENT INVESTORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
EAGLE STRATEGIES LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES
BOSMAN WEALTH MANAGEMENT, LLC
PRIVATE MANAGEMENT GROUP INC
J.P. MORGAN SECURITIES LLC

Other Investors

HENK JUERGEN FISCHER
JAMES ALLEN WILSON
CHRISTOPHER AARON PALMER
JOAN HSU
PATRICK MICHAEL RYAN
LARRY GORDON ETZWEILER
JULIA NICOLE NAMAN
JOHN JEFFREY MARVIN

Other Offices

DILIGENT INVESTORS, LLC · REDLANDS, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · REDLANDS, CA
EAGLE STRATEGIES LLC · Redlands, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Redlands, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Redlands, CA
EDWARD JONES · REDLANDS, CA
BOSMAN WEALTH MANAGEMENT, LLC · REDLANDS, CA
PRIVATE MANAGEMENT GROUP INC · Redlands, CA

More in Redlands, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor