Jose Martinez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-07-15
CT	RA	APPROVED	2023-08-08

TX RA
APPROVED

Since 2024-07-15
CT RA
APPROVED

Since 2023-08-08

Branch Locations

500 Cummings Ctr, Beverly, MA 01915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Burlington	MA	08/2015	Present
Abc Phones Of Nc	Haverhill	MA	07/2016	11/2016

08/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, MA
07/2016 → 11/2016

Abc Phones Of Nc

Haverhill, MA

Other Businesses

I*: 505587 the name of the other business; J. M. whether the business is investment-related; Not investment related the address of the other business: Haverhill, MA 01832 your position; title, or relationship with the other business; Sole owner the start date of your relationship; April 2021 the approximate number of hours/month you devote to the other business: 8 hrs mthly the number of hours you devote to the other business during securities trading hours: 0 and briefly describe your duties relating to the other business: Rental Property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-04

S66 Uniform Combined State Law Examination

2023-08-04

Other Names

Jose Angel Martinez

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