Dallin Jack Davis

Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2018 → 10/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
• 11/2018 → 12/2018
  Unemployed
  Queen Creek, AZ
• 06/2017 → 10/2018
  Opendoor
  Scottsdale, AZ
• 11/2016 → 06/2017
  Remx Staffing
  Scottsdale, AZ
• 10/2016 → 11/2016
  Unemployed
  Queen Creek, AZ
• 09/2016 → 11/2016
  Banker's Life
  Mesa, AZ
• 07/2016 → 09/2016
  Unemployed
  Queen Creek, AZ
• 10/2020 → 06/2022
  Assetmark Financial, Inc.
  Phoenix, AZ
• 10/2020 → 06/2022
  Assetmark Brokerage, Llc
  Phoenix, AZ
• 06/2022 → 08/2022
  Alight Financial Solutions
  Lincolnshire, IL
• 08/2022 → 12/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Queen Creek, AZ
• 09/2015 → 07/2018
  Grand Canyon University
  Phoenix, AZ
• 01/2020 → 08/2020
  Arizona State University
  Tempe, AZ
• 11/2016 → 06/2019
  Mckesson
  Scottsdale, AZ
• 11/2022 → 12/2023
  Bank Of America, N.A.
  Queen Creek, AZ
• 12/2023 → 09/2024
  Unemployed
  San Tan Valley, AZ
• 09/2024 → Present
  Principal Life Insurance Company
  San Tan Valley, AZ
• 09/2024 → Present
  Principal Securities, Inc.
  San Tan Valley, AZ
• 10/2024 → Present
  Principal Advised Services
  San Tan Valley, AZ

Previous Registrations

• 2022-09-28 → 2024-01-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Queen Creek, AZ
  Queen Creek, AZ
  Chandler, AZ
  Chandler, AZ
  Queen Creek, AZ
  Queen Creek, AZ

Other Businesses

**PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/30/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/30/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.

Exams

• S66 Uniform Combined State Law Examination
  2022-09-27
• S63 Uniform Securities Agent State Law Examination
  2019-06-18

Other Names

• Dallin J Davis
• Dallin Davis