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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-14 |
| VT | RA | APPROVED | 2019-07-01 |
Branch Locations
105 West View Road 5Th Floor, Colchester, VT 05446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Philadelphia | PA | 10/2018 | 06/2019 |
| Mml Investors Services | Philadelphia | PA | 01/2019 | 06/2019 |
| Nanuk Cases | Folkstone | 03/2018 | 09/2018 | |
| University Of St. Andrews | St. Andrews | 08/2017 | 08/2018 | |
| Vermont Fuel Dealers Association | Berlin | VT | 02/2017 | 06/2017 |
| Democratic National Committee | Carlisle | PA | 08/2016 | 11/2016 |
| Unemployed | Williston | VT | 06/2017 | 08/2017 |
| Unemployed | Williston | VT | 11/2016 | 02/2017 |
| Morgan Stanley Smith Barney Llc | Colchester | VT | 06/2019 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 07/2019 | Present |
*423509- Power of Attorney; Investment related Yes; Williston, VT; Nov 2020; During business hours: 0; After business hours: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-12 |
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