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Nicholas Akira Fukuda

Morgan Stanley

Colchester, VT

CRD 7058168

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-14
VT RA APPROVED 2019-07-01
  • TX RA
    APPROVED_RES
    Since 2022-04-14
  • VT RA
    APPROVED
    Since 2019-07-01

Branch Locations

105 West View Road 5Th Floor, Colchester, VT 05446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Philadelphia PA 10/2018 06/2019
Mml Investors Services Philadelphia PA 01/2019 06/2019
Nanuk Cases Folkstone 03/2018 09/2018
University Of St. Andrews St. Andrews 08/2017 08/2018
Vermont Fuel Dealers Association Berlin VT 02/2017 06/2017
Democratic National Committee Carlisle PA 08/2016 11/2016
Unemployed Williston VT 06/2017 08/2017
Unemployed Williston VT 11/2016 02/2017
Morgan Stanley Smith Barney Llc Colchester VT 06/2019 Present
Morgan Stanley Private Bank, N.A. New York NY 07/2019 Present
  • 10/2018 → 06/2019
    Massmutual
    Philadelphia, PA
  • 01/2019 → 06/2019
    Mml Investors Services
    Philadelphia, PA
  • 03/2018 → 09/2018
    Nanuk Cases
    Folkstone
  • 08/2017 → 08/2018
    University Of St. Andrews
    St. Andrews
  • 02/2017 → 06/2017
    Vermont Fuel Dealers Association
    Berlin, VT
  • 08/2016 → 11/2016
    Democratic National Committee
    Carlisle, PA
  • 06/2017 → 08/2017
    Unemployed
    Williston, VT
  • 11/2016 → 02/2017
    Unemployed
    Williston, VT
  • 06/2019 → Present
    Morgan Stanley Smith Barney Llc
    Colchester, VT
  • 07/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

*423509- Power of Attorney; Investment related Yes; Williston, VT; Nov 2020; During business hours: 0; After business hours: 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-12
  • S66 Uniform Combined State Law Examination
    2019-03-12
Other Names
  • Nicholas Fukuda

View on SEC IAPD

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