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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-08-03 |
| TX | RA | APPROVED | 2018-08-03 |
Branch Locations
111 S Wacker Drive Suite 3200, Chicago, IL 60606 • United States
Evanston, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Chicago | IL | 01/2009 | 08/2018 |
| Rbc Capital Markets, Llc. | Chicago | IL | 07/2018 | Present |
| City National Bank | Chicago | IL | 11/2019 | 01/2025 |
1) Name: NA Address: NA Business Description: Renting out my own camper van through say Outdoorsy.com Start Date: 03/31/21 Capacity: Owner - Active Duties: N/A Hours Per Month: 1 Hour Hours devoted during Securities Per Month: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-11 |
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