Inactive

Thomas Oren Seymour

Enhancing Capital LLC

Claim This Profile

Current Employers

Enhancing Capital Llc

5300 Derry Street, Harrisburg, PA 17111 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2019-03-12
TX	RA	APPROVED	2019-03-12

PA RA
APPROVED

Since 2019-03-12
TX RA
APPROVED

Since 2019-03-12

Branch Locations

5300 Derry Street, Harrisburg, PA 17111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Enhancing Capital	Harrisburg	PA	01/2018	Present
Enhancing Capital	Harrisburg	PA	01/2018	Present
Derry Management	Harrisburg	PA	12/2014	12/2017

01/2018 → Present

Enhancing Capital

Harrisburg, PA
01/2018 → Present

Enhancing Capital

Harrisburg, PA
12/2014 → 12/2017

Derry Management

Harrisburg, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-03-12

S65 Uniform Investment Adviser Law Examination

2019-03-12

View on SEC IAPD

Other Firms

SANTANDER SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CITIZENS SECURITIES, INC.

CETERA INVESTMENT ADVISERS LLC

LPL FINANCIAL LLC

INDEPENDENCE SQUARE HOLDINGS, LLC

FIRSTRUST FINANCIAL ADVISORS

EQUITABLE ADVISORS, LLC

Other Investors

Mohammad Abdul-Fattah

Nicholas Rizzieri

Marcel Andreen Hillary-Smith

Chrysta Gail Grampp

Other Offices

SANTANDER SECURITIES LLC · Conshohocken, PA

J.P. MORGAN SECURITIES LLC · Conshohocken, PA

CITIZENS SECURITIES, INC. · CONSHOHOCKEN, PA

CETERA INVESTMENT ADVISERS LLC · CONSHOHOCKEN, PA

LPL FINANCIAL LLC · CONSHOHOCKEN, PA

INDEPENDENCE SQUARE HOLDINGS, LLC · Conshohocken, PA

FIRSTRUST FINANCIAL ADVISORS · CONSHOHOCKEN, PA

EQUITABLE ADVISORS, LLC · CONSHOHOCKEN, PA

More in Harrisburg, PA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor