Yuxuan Dou

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-10-23
CA	RA	APPROVED	2019-10-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Irvine	CA	01/2019	Present
Good Deal Insurance Services	Irvine	CA	11/2018	12/2018
Extended Travel	Nanjing		10/2018	11/2018
Weplay Music Academy	Irvine	CA	04/2018	10/2018
Ounse Goal Commerce And Trade, Inc	Upland	CA	08/2017	03/2018
University Of California, San Diego	San Diego	CA	01/2017	08/2017
Unemployed	Irvine	CA	11/2016	12/2016
Class 302 Cafe	Irvine	CA	03/2016	11/2016
Bank Of America, N.A.	Irvine	CA	05/2023	Present

01/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Irvine, CA
11/2018 → 12/2018

Good Deal Insurance Services

Irvine, CA
10/2018 → 11/2018

Extended Travel

Nanjing
04/2018 → 10/2018

Weplay Music Academy

Irvine, CA
08/2017 → 03/2018

Ounse Goal Commerce And Trade, Inc

Upland, CA
01/2017 → 08/2017

University Of California, San Diego

San Diego, CA
11/2016 → 12/2016

Unemployed

Irvine, CA
03/2016 → 11/2016

Class 302 Cafe

Irvine, CA
05/2023 → Present

Bank Of America, N.A.

Irvine, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-11