Jonathan Lien

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-02-19
TX	RA	APPROVED	2026-02-19

CA RA
APPROVED

Since 2026-02-19
TX RA
APPROVED

Since 2026-02-19

Branch Locations

100 Pacifica Suite 320, Irvine, CA 92618 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	01/2019	02/2026
Unemployed (School)	Orange	CA	08/2016	07/2017
Waddell & Reed	Brea	CA	07/2017	09/2017
Microsoft	Mission Viejo	CA	09/2017	02/2018
Mariner West	Laguna Niguel	CA	06/2016	12/2018
Lpl Financial	Irvine	CA	02/2026	Present

01/2019 → 02/2026

Edward Jones

St Louis, MO
08/2016 → 07/2017

Unemployed (School)

Orange, CA
07/2017 → 09/2017

Waddell & Reed

Brea, CA
09/2017 → 02/2018

Microsoft

Mission Viejo, CA
06/2016 → 12/2018

Mariner West

Laguna Niguel, CA
02/2026 → Present

Lpl Financial

Irvine, CA

Previous Registrations

2019-03-20 → 2026-02-20

Edward Jones

Laguna Niguel, CA

St Louis, MO

Tempe, AZ

Lake Forest, CA

Irvine, CA

Other Businesses

1. 02/2026 - Mariner West - Real Estate Rental - Inv Related - 10 Hour(s)/Month - 2 Hour(s) During Trading - Laguna Niguel, CA, 92677 - OBA Start Date: 01/01/2023 2. 02/2026 - Resilience Wealth Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Irvine, CA, 92612 - OBA Start Date: 2/19/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-18

S66 Uniform Combined State Law Examination

2019-03-18

Designations

Certified Financial Planner

Other Names

Jonathan Lien
Jonathan Hung Lien

View on SEC IAPD