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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-07-01
  • FL RA
    APPROVED
    Since 2022-07-01

Branch Locations

Miami, FL • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Miami FL 01/2015 07/2021
Wells Fargo Clearing Services, Llc Miami FL 12/2018 07/2021
Wells Fargo Bank, Na Miami FL 01/2015 05/2022
Wells Fargo Clearing Services, Llc Miami FL 07/2021 05/2022
Gwfs Equities, Inc Greenwood Village CO 05/2022 Present
Advised Assets Group, Llc Greenwood Village CO 05/2022 Present
  • 01/2015 → 07/2021
    Wells Fargo Bank, Na
    Miami, FL
  • 12/2018 → 07/2021
    Miami, FL
  • 01/2015 → 05/2022
    Wells Fargo Bank, Na
    Miami, FL
  • 07/2021 → 05/2022
    Miami, FL
  • 05/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 05/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
Previous Registrations
Other Businesses

IWGamerz LLC NOT Investment Related 9601 sw 142nd ave apt 1329 Miami Fl 33186 Twitch and Streaming content (video Games related) AMBR 01/25/2021 36/month 0 Hours during trading hours video game streamer for a fee on the twitch platform

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-11
S63 Uniform Securities Agent State Law Examination 2019-05-15
  • S66 Uniform Combined State Law Examination
    2021-10-11
  • S63 Uniform Securities Agent State Law Examination
    2019-05-15
Other Names
  • David Acosta
  • David Marquez Acosta

View on SEC IAPD

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