Ashley Ann Kurth

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-12-17
OR	RA	APPROVED	2020-09-21

TX RA
APPROVED

Since 2020-12-17
OR RA
APPROVED

Since 2020-09-21

Branch Locations

975 Oak Street Suite 300, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Eugene	OR	02/2019	Present
Quiznos	Eugene	OR	09/2013	10/2016
Wells Fargo Bank, N.A.	Eugene	OR	10/2016	02/2019

02/2019 → Present

Morgan Stanley

Eugene, OR
09/2013 → 10/2016

Quiznos

Eugene, OR
10/2016 → 02/2019

Wells Fargo Bank, N.A.

Eugene, OR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-09-21

S66 Uniform Combined State Law Examination

2020-09-21

Other Names

Ashley Ann Appleton

View on SEC IAPD

Other Firms

ROEHL & YI INVESTMENT ADVISORS, LLC

FINANCIAL FACILITATORS, INC.

UBS FINANCIAL SERVICES INC.

CETERA INVESTMENT ADVISERS LLC

THE STRATEGIC FINANCIAL ALLIANCE, INC.

LPL FINANCIAL LLC

COMMONWEALTH FINANCIAL NETWORK

Other Investors

Andrew Glenn College

Mason Davis Young

JAYMAN FRANK YI

SARAH RYAN MELLGREN

Stephen Douglas Allen

Nathan Robert Cabuco

Monica Vaughn Fisher

Rene Israel Jaramillo Mariscal

Other Offices

ROEHL & YI INVESTMENT ADVISORS, LLC · EUGENE, OR

FINANCIAL FACILITATORS, INC. · EUGENE, OR

UBS FINANCIAL SERVICES INC. · EUGENE, OR

CETERA INVESTMENT ADVISERS LLC · EUGENE, OR

EDWARD JONES · EUGENE, OR

CETERA INVESTMENT ADVISERS LLC · EUGENE, OR

CETERA INVESTMENT ADVISERS LLC · EUGENE, OR

CETERA INVESTMENT ADVISERS LLC · EUGENE, OR

More in Eugene, OR

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