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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-03
TX RA APPROVED 2025-10-31
  • FL RA
    APPROVED
    Since 2025-11-03
  • TX RA
    APPROVED
    Since 2025-10-31

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 10/2018 Present
Jpmorgan Securities Llc New York NY 10/2018 Present
Jpmorgan Chase, Na New York NY 12/2017 09/2018
Babson College Babson Park MA 08/2013 05/2017
Unemployed Miami FL 09/2017 11/2017
Unemployed Miami FL 06/2017 06/2017
Pro Unlimited Inc (Mckinsey & Co) Miramar FL 08/2017 09/2017
  • 10/2018 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 10/2018 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 12/2017 → 09/2018
    Jpmorgan Chase, Na
    New York, NY
  • 08/2013 → 05/2017
    Babson College
    Babson Park, MA
  • 09/2017 → 11/2017
    Unemployed
    Miami, FL
  • 06/2017 → 06/2017
    Unemployed
    Miami, FL
  • 08/2017 → 09/2017
    Pro Unlimited Inc (Mckinsey & Co)
    Miramar, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-31
S63 Uniform Securities Agent State Law Examination 2019-03-18
  • S65 Uniform Investment Adviser Law Examination
    2025-10-31
  • S63 Uniform Securities Agent State Law Examination
    2019-03-18
Other Names
  • Helena Andrea Hernandez Ugarte

View on SEC IAPD

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