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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-08 |
| MO | RA | APPROVED | 2023-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Branson | MO | 07/2023 | Present |
| Cain Watters & Asssociates | Frisco | TX | 01/2022 | 06/2023 |
| Ernst & Young | Tulsa | OK | 10/2020 | 12/2021 |
| Oklahoma Baptist University | Shawnee | OK | 01/2019 | 05/2020 |
| N/A | Tulsa | OK | 06/2020 | 09/2020 |
| Taylor & Associates | Branson | MO | 06/2019 | 08/2019 |
| Branson Bank | Branson | MO | 06/2019 | 09/2019 |
| Northwestern Mutual | Springfield | MO | 08/2018 | 05/2019 |
| Kanakuk | Lampe | MO | 05/2018 | 08/2018 |
| Oklahoma Baptist University | Shawnee | OK | 08/2016 | 05/2020 |
Outside Employment; Branson Bank; Financial Advisor -- non-owner, employee; This is the financial institution I am employed by and operate out of servicing through Ameriprise Financial as the bank's investment service custodian via our AFIG channel.; 4675 Gretna Rd, , Branson, MO, 65616; Investment-Related; 11/06/2023; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-14 |
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