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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-08
MO RA APPROVED 2023-10-17
  • TX RA
    APPROVED
    Since 2023-11-08
  • MO RA
    APPROVED
    Since 2023-10-17

Branch Locations

4675 Gretna Rd, Branson, MO 65616-7215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Branson MO 07/2023 Present
Cain Watters & Asssociates Frisco TX 01/2022 06/2023
Ernst & Young Tulsa OK 10/2020 12/2021
Oklahoma Baptist University Shawnee OK 01/2019 05/2020
N/A Tulsa OK 06/2020 09/2020
Taylor & Associates Branson MO 06/2019 08/2019
Branson Bank Branson MO 06/2019 09/2019
Northwestern Mutual Springfield MO 08/2018 05/2019
Kanakuk Lampe MO 05/2018 08/2018
Oklahoma Baptist University Shawnee OK 08/2016 05/2020
  • 07/2023 → Present
    Branson, MO
  • 01/2022 → 06/2023
    Cain Watters & Asssociates
    Frisco, TX
  • 10/2020 → 12/2021
    Ernst & Young
    Tulsa, OK
  • 01/2019 → 05/2020
    Oklahoma Baptist University
    Shawnee, OK
  • 06/2020 → 09/2020
    N/A
    Tulsa, OK
  • 06/2019 → 08/2019
    Taylor & Associates
    Branson, MO
  • 06/2019 → 09/2019
    Branson Bank
    Branson, MO
  • 08/2018 → 05/2019
    Northwestern Mutual
    Springfield, MO
  • 05/2018 → 08/2018
    Kanakuk
    Lampe, MO
  • 08/2016 → 05/2020
    Oklahoma Baptist University
    Shawnee, OK
Other Businesses

Outside Employment; Branson Bank; Financial Advisor -- non-owner, employee; This is the financial institution I am employed by and operate out of servicing through Ameriprise Financial as the bank's investment service custodian via our AFIG channel.; 4675 Gretna Rd, , Branson, MO, 65616; Investment-Related; 11/06/2023; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-14
  • S66 Uniform Combined State Law Examination
    2023-10-14
Other Names
  • Matthew Jay Baker
  • Matt Jay Baker
  • Matt Baker
  • Matthew J Baker

View on SEC IAPD

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