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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-10-04
  • TX RA
    APPROVED_RES
    Since 2010-10-04

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

Norwell, MA • United States

Harwich Port, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Boston MA 05/2006 Present
Other Businesses

Providence College / 1 Cunningham Square, Providence, Rhode Island 02918 / United States / www.providencecollege.edu / No / Educational Establishment / / member of the BAC Board / Advisor or advisory group member if advice given may influence an officer/board / The Business Advisory Council (BAC) exists to support the Providence College School of Business (PCSB) in its efforts to achieve its mission and to continually improve its educational quality. As the PCSB moves beyond the achievement of AACSB accreditation, the BAC will play a critical role in helping the school garner a national reputation as a center of excellence for business education. / Start Date 10/1/2019 / No / No

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-18
  • S66 Uniform Combined State Law Examination
    2005-08-18

View on SEC IAPD

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