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Luiz Augusto Teixeira

Ubs Financial Services Inc.

Montevideo

CRD 7056828

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-04-11
FL RA APPROVED 2023-09-13
NJ RA APPROVED 2023-09-12
NY RA APPROVED 2023-08-21
  • CT RA
    APPROVED
    Since 2024-04-11
  • FL RA
    APPROVED
    Since 2023-09-13
  • NJ RA
    APPROVED
    Since 2023-09-12
  • NY RA
    APPROVED
    Since 2023-08-21

Branch Locations

Zonamerica Ruta 8, Km 17,500 Edificio @ 1, Office 301, Cp 91600, Montevideo • Uruguay

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 12/2018 07/2023
Burberry New York NY 02/2016 08/2017
Unemployed New York NY 09/2017 11/2018
Ubs Financial Services New York NY 08/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-25
  • S66 Uniform Combined State Law Examination
    2020-01-25
Other Names
  • Luiz Augusto Rorato Boeno Teixeira

View on SEC IAPD

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