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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-05-06
  • AZ RA
    APPROVED
    Since 2026-05-06

Branch Locations

Scottsdale, AZ • United States

2700 North Central Avenue, 12Th Floor, Phoenix, AZ 85004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 12/2018 09/2021
Bank Of America Phoenix AZ 03/2017 11/2018
Unemployed Columbus OH 01/2017 03/2017
Usps Phoenix AZ 11/2016 01/2017
U.S Bank Scottsdale AZ 08/2016 11/2016
Franklin University Columbus OH 04/2014 12/2018
Fidelity Investments Salt Lake City UT 09/2021 11/2024
Morgan Stanley Gilbert AZ 11/2024 07/2025
Cambridge Investment Research, Inc. Fairfield IA 04/2026 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2026 Present
Unemployed Scottsdale AZ 08/2025 03/2026
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2026 Present
  • 12/2018 → 09/2021
    Chandler, AZ
  • 03/2017 → 11/2018
    Bank Of America
    Phoenix, AZ
  • 01/2017 → 03/2017
    Unemployed
    Columbus, OH
  • 11/2016 → 01/2017
    Usps
    Phoenix, AZ
  • 08/2016 → 11/2016
    U.S Bank
    Scottsdale, AZ
  • 04/2014 → 12/2018
    Franklin University
    Columbus, OH
  • 09/2021 → 11/2024
    Fidelity Investments
    Salt Lake City, UT
  • 11/2024 → 07/2025
    Gilbert, AZ
  • 04/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2025 → 03/2026
    Unemployed
    Scottsdale, AZ
  • 04/2026 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) SABC GROUP LLC, 9494 E Redfield Rd, Scottsdale AZ 85260, 04/2026, Owner, Ride share (Uber/Lyft), NIR, 4 HR/MO, 0 HR/MO TRADING 2) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 05/06/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-03
  • S66 Uniform Combined State Law Examination
    2021-09-03
Other Names
  • Ajay Shingala
  • Ajay Bharat Shingala

View on SEC IAPD

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