Kevin James Shultis

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-02-08
MD	RA	APPROVED	2021-12-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	12/2018	01/2020
Unemployed	Hanover	PA	10/2018	12/2018
Pca	Hanover	PA	08/2018	10/2018
Unemployed	Hanover	PA	10/2016	08/2018
The Cheesecake Factory	Towson	MD	07/2015	10/2016
Towson University	Towson	MD	08/2014	12/2017
Ubs Financial Services Inc.	Hunt Valley	MD	01/2020	11/2020
Wells Fargo Advisors Financial Network, Llc	Bethesda	MD	11/2021	Present
Unemployed	Hanover	PA	11/2020	11/2021

12/2018 → 01/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
10/2018 → 12/2018

Unemployed

Hanover, PA
08/2018 → 10/2018

Pca

Hanover, PA
10/2016 → 08/2018

Unemployed

Hanover, PA
07/2015 → 10/2016

The Cheesecake Factory

Towson, MD
08/2014 → 12/2017

Towson University

Towson, MD
01/2020 → 11/2020

Ubs Financial Services Inc.

Hunt Valley, MD
11/2021 → Present

Wells Fargo Advisors Financial Network, Llc

Bethesda, MD
11/2020 → 11/2021

Unemployed

Hanover, PA

2020-01-13 → 2020-11-30

Ubs Financial Services Inc.

Hunt Valley, MD
2019-10-17 → 2020-01-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-16

Other Firms