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Julie Ann Hearn

Stifel, Nicolaus & Company, Incorporated

Mobile, AL

CRD 7056674

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-29
AL RA APPROVED 2025-03-18
  • TX RA
    APPROVED
    Since 2025-04-29
  • AL RA
    APPROVED
    Since 2025-03-18

Branch Locations

3600 Springhill Business Park Suite 1000, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Fairhope AL 01/2019 09/2024
Keller Williams Realty Mobile AL 03/2016 01/2019
Stifel Mobile AL 09/2024 Present
  • 01/2019 → 09/2024
    Morgan Stanley
    Fairhope, AL
  • 03/2016 → 01/2019
    Keller Williams Realty
    Mobile, AL
  • 09/2024 → Present
    Stifel
    Mobile, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-12
  • S66 Uniform Combined State Law Examination
    2024-11-12
Other Names
  • Julie Hearn Dahlen

View on SEC IAPD

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