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Trisha Renee Newberry

Charles Schwab & Co., Inc.

Houston, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-01
  • TX RA
    APPROVED
    Since 2024-02-01

Branch Locations

4200 Westheimer Rd Suite 100, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc Houston TX 02/2019 02/2019
Unemployed Alvin TX 01/2019 02/2019
Sam Houston State University Huntsville TX 06/2014 12/2018
Society For The Performing Art Houston TX 06/2018 08/2018
Care Center Huntsville (Non Profit) Huntsville TX 05/2017 09/2017
Equitable Advisors, Llc Houston TX 02/2019 06/2020
Charles Schwab & Co., Inc. Houston TX 07/2020 Present
Charles Schwab Bank, Ssb Houston TX 07/2020 Present
  • 02/2019 → 02/2019
    Axa Advisors, Llc
    Houston, TX
  • 01/2019 → 02/2019
    Unemployed
    Alvin, TX
  • 06/2014 → 12/2018
    Sam Houston State University
    Huntsville, TX
  • 06/2018 → 08/2018
    Society For The Performing Art
    Houston, TX
  • 05/2017 → 09/2017
    Care Center Huntsville (Non Profit)
    Huntsville, TX
  • 02/2019 → 06/2020
    Equitable Advisors, Llc
    Houston, TX
  • 07/2020 → Present
    Charles Schwab & Co., Inc.
    Houston, TX
  • 07/2020 → Present
    Charles Schwab Bank, Ssb
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-08
S63 Uniform Securities Agent State Law Examination 2019-04-19
  • S65 Uniform Investment Adviser Law Examination
    2021-03-08
  • S63 Uniform Securities Agent State Law Examination
    2019-04-19
Other Names
  • Trisha Renee Johhnson
  • Trisha Renee Johnson

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
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