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1995 East Rum River Drive S, Cambridge, MN 55008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-07-31 |
| MS | RA | APPROVED | 2026-07-15 |
| WI | RA | APPROVED | 2026-01-29 |
| TX | RA | APPROVED_RES | 2025-07-30 |
| NY | RA | APPROVED | 2024-09-30 |
| IL | RA | APPROVED | 2024-01-09 |
| IA | RA | APPROVED | 2022-06-17 |
Branch Locations
1995 East Rum River Drive S, Cambridge, MN 55008 • United States
775 West Mt Vernon Rd, Mt. Vernon, IA 52314 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dennis Ludwig | Mt. Vernon | IA | 02/2019 | 06/2022 |
| Mason Metalworks Llc | Marion | IA | 03/2011 | Present |
| Heartland Dental Care | Cedar Rapids/Davenport | IA | 03/2015 | 10/2018 |
| Advanced Advisor Group Llc | Cambridge | MN | 09/2021 | Present |
| Efs Advisors | Cambridge | MN | 06/2022 | Present |
Mason Metalworks, LLC; NON INV, 360 9th Ave, Marion, IA 52302; Jewelry fabrication, Owner; Jeweler; 03/2011, Approximately 20 hours per month during non inv hours. custom jewelry fabrication.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-17 |
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