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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-03-21
CA RA APPROVED 2023-03-10
  • AZ RA
    APPROVED
    Since 2023-03-21
  • CA RA
    APPROVED
    Since 2023-03-10

Branch Locations

850 Hampshire Road Ste H, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. West Hills CA 12/2005 08/2025
State Farm Insurance West Hills CA 12/2006 08/2025
State Farm Investment Management Corp West Hills CA 03/2023 08/2025
State Farm Investment Management Corp Westlake Village CA 08/2025 Present
State Farm Vp Management Corp. Westlake Village CA 08/2025 Present
John Baker Insurance Agency Westlake Village CA 08/2025 Present
  • 12/2005 → 08/2025
    State Farm Vp Management Corp.
    West Hills, CA
  • 12/2006 → 08/2025
    State Farm Insurance
    West Hills, CA
  • 03/2023 → 08/2025
    West Hills, CA
  • 08/2025 → Present
    Westlake Village, CA
  • 08/2025 → Present
    State Farm Vp Management Corp.
    Westlake Village, CA
  • 08/2025 → Present
    John Baker Insurance Agency
    Westlake Village, CA
Other Businesses

John Baker Insurance Agency; Investment Related; 850 HAMPSHIRE ROADSTE 102 WESTLAKE VILLAGE, CA 91361; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 08/01/2025; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-14
S63 Uniform Securities Agent State Law Examination 2005-05-06
  • S65 Uniform Investment Adviser Law Examination
    2023-02-14
  • S63 Uniform Securities Agent State Law Examination
    2005-05-06

View on SEC IAPD

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