Duncan Geoffrey Harp

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-19
RI	RA	APPROVED	2020-02-26

TX RA
APPROVED_RES

Since 2020-03-19
RI RA
APPROVED

Since 2020-02-26

Branch Locations

9000 Southside Blvd Ci Client Services, Jacksonville, FL 32256 • United States

Hope Valley, RI • United States

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	01/2019	09/2019
Petco	Cranston	RI	08/2014	01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	01/2020	Present
Unemployed	Hope Valley	RI	09/2019	01/2020

01/2019 → 09/2019

Edward Jones

St Louis, MO
08/2014 → 01/2019

Petco

Cranston, RI
01/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
09/2019 → 01/2020

Unemployed

Hope Valley, RI

Previous Registrations

2019-03-21 → 2019-10-01

Edward Jones

Hope Valley, RI

St Louis, MO

Hope Valley, RI

Westerly, RI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-16

S66 Uniform Combined State Law Examination

2019-03-16

Other Names

Duncan Geoffrey Harp
Duncan G Harp

View on SEC IAPD