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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southern New Hampshire University | Hooksett | NH | 01/2014 | 06/2021 |
| All About Smiles | Erie | PA | 05/2017 | 12/2018 |
| Axa Advisors, Llc | New York | NY | 01/2019 | 04/2019 |
| Lpl Financial | Knoxville | TN | 01/2024 | Present |
| Financial Partners Of Tn | Knoxville | TN | 01/2024 | Present |
| All About Smiles | Erie | PA | 04/2019 | 03/2020 |
| French Creek Dental | Meadville | PA | 03/2020 | 06/2023 |
| Wimberly Lawson Law Firm | Knoxville | TN | 08/2023 | 01/2024 |
1) 03/21/2024 - Financial Partners of TN - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2024 - 120 Hr/Mth 2) 03/24/2025 - None - Notary - Investment Related - At Reported Business Location(s) - Start Date: 05/03/2024 - 1 Hrs/Mth - 0 Hrs During Trading. 3) 01/22/2026 - King's Fruity Fusion - Business Owner - Not investment Related - Home Based - Start Date 03/28/2026 - 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-19 |
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