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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-07-22
  • TN RA
    APPROVED
    Since 2024-07-22

Branch Locations

500 Clyde Street Nw, Knoxville, TN 37921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southern New Hampshire University Hooksett NH 01/2014 06/2021
All About Smiles Erie PA 05/2017 12/2018
Axa Advisors, Llc New York NY 01/2019 04/2019
Lpl Financial Knoxville TN 01/2024 Present
Financial Partners Of Tn Knoxville TN 01/2024 Present
All About Smiles Erie PA 04/2019 03/2020
French Creek Dental Meadville PA 03/2020 06/2023
Wimberly Lawson Law Firm Knoxville TN 08/2023 01/2024
  • 01/2014 → 06/2021
    Southern New Hampshire University
    Hooksett, NH
  • 05/2017 → 12/2018
    All About Smiles
    Erie, PA
  • 01/2019 → 04/2019
    Axa Advisors, Llc
    New York, NY
  • 01/2024 → Present
    Lpl Financial
    Knoxville, TN
  • 01/2024 → Present
    Financial Partners Of Tn
    Knoxville, TN
  • 04/2019 → 03/2020
    All About Smiles
    Erie, PA
  • 03/2020 → 06/2023
    French Creek Dental
    Meadville, PA
  • 08/2023 → 01/2024
    Wimberly Lawson Law Firm
    Knoxville, TN
Previous Registrations
Other Businesses

1) 03/21/2024 - Financial Partners of TN - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2024 - 120 Hr/Mth 2) 03/24/2025 - None - Notary - Investment Related - At Reported Business Location(s) - Start Date: 05/03/2024 - 1 Hrs/Mth - 0 Hrs During Trading. 3) 01/22/2026 - King's Fruity Fusion - Business Owner - Not investment Related - Home Based - Start Date 03/28/2026 - 5 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-19
  • S66 Uniform Combined State Law Examination
    2024-07-19

View on SEC IAPD

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