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Walter J Sedlock

LPl Financial LLC

Altoona, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-02
PA RA APPROVED 2025-07-15
  • TX RA
    APPROVED
    Since 2025-12-02
  • PA RA
    APPROVED
    Since 2025-07-15

Branch Locations

1618 East Pleasant Valley Blvd, Altoona, PA 16602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allan Hancock Agency Inc Altoona PA 07/2004 Present
Princor Altoona PA 04/2005 12/2016
Hancock Capital Management, Inc. Altoona PA 10/2005 Present
The Hancock Group Inc Altoona PA 04/2014 Present
Hancock Associates, Inc. Altoona PA 08/2016 Present
Cadaret, Grant & Co., Inc. Altoona PA 01/2017 07/2025
Lpl Financial Llc Altoona PA 07/2025 Present
  • 07/2004 → Present
    Allan Hancock Agency Inc
    Altoona, PA
  • 04/2005 → 12/2016
    Princor
    Altoona, PA
  • 10/2005 → Present
    Altoona, PA
  • 04/2014 → Present
    The Hancock Group Inc
    Altoona, PA
  • 08/2016 → Present
    Hancock Associates, Inc.
    Altoona, PA
  • 01/2017 → 07/2025
    Cadaret, Grant & Co., Inc.
    Altoona, PA
  • 07/2025 → Present
    Altoona, PA
Previous Registrations
Other Businesses

1. 07/10/2025-The Hancock Group, Inc.- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/06/2004- 20 Hours Per Month- 20 Hours During Trading 2. 07/10/2025- Allan Hancock Agency, Inc.- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 07/06/2004- 80 Hours Per Month- 60 Hours During Trading 3. 07/10/2025- Hancock Associates, Inc.- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 07/06/2004- 1 Hour Per Month- 1 Hour During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-23
S63 Uniform Securities Agent State Law Examination 2005-05-18
  • S65 Uniform Investment Adviser Law Examination
    2006-05-23
  • S63 Uniform Securities Agent State Law Examination
    2005-05-18
Other Names
  • Wally Sedlock
  • Walter J Sedlock

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