Heather Mcmaster

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2021-11-24

OH RA
APPROVED

Since 2021-11-24

Branch Locations

Wadsworth, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	01/2019	11/2021
Dr. Alex Difilippo	Wooster	OH	06/2010	01/2019
Lpl Financial, Llc	Wadsworth	OH	11/2021	Present

01/2019 → 11/2021

Edward Jones

St Louis, MO
06/2010 → 01/2019

Dr. Alex Difilippo

Wooster, OH
11/2021 → Present

Lpl Financial, Llc

Wadsworth, OH

Previous Registrations

2019-03-20 → 2021-11-24

Edward Jones

Wadsworth, OH

St Louis, MO

Wadsworth, OH

Wadsworth, OH

Other Businesses

1. 11/2021 - DBA for LPL Business (entity for LPL business) - McMaster Financial - Investment Related - Wadsworth, OH 44281 2. 01/17/2025- Dental Office- Other - Dental Hygienist- Not INV Related- At Akron Oh - Start date 02/08/2025- 5 Hours Per Month 3. 02/05/2026 - Firestone Family Dental - Outside/W-2 Employment - Dental Hygienist - Not Investment Related - Akron, OH - Start Date 03/20/2025 - 40 hours per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-19

S66 Uniform Combined State Law Examination

2019-03-19

Other Names

Heather Lynn Jones

View on SEC IAPD