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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | St. Louis Park | MN | 04/2005 | Present |
| Pruco Securities, Llc. | St. Louis Park | MN | 04/2005 | 11/2024 |
| Lpl Enterprise, Llc | St. Louis Park | MN | 11/2024 | Present |
1) 10/29/2024 - Elaine G. Marple - Act in a Fiduciary Capacity - Not INV Related - At Buffalo, MN - Start Date 11/10/2005 - 0hrs/mth - 0hrs During Trading 2) 03/10/2025 - On Point Financial Planning - DBA for LPL Business (entity for LPL business) - INV Related - At reported business location(s) - Start Date 02/27/2025 - 200hrs/mth - 160hrs During Trading 3) 01/06/2025 - Kurt Marple - Non-Variable Insurance - Annuity Sales, Advisor, Prudential Statutory Agent - INV Related - At St. Louis Park, MN - Start Date 12/21/2024 - 160hrs/mth - 160hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-27 |
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