Michael Carroll Fallert

Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2022-03-08
MO	RA	APPROVED	2019-11-07

IL RA
APPROVED

Since 2022-03-08
MO RA
APPROVED

Since 2019-11-07

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

639 North Main St, O'FAllon, IL 62269 • United States

Sainte Genevieve, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wm. Nobbe & Co.	Ste. Genevieve	MO	05/2017	10/2019
Unemployed	Ste. Genevieve	MO	03/2017	05/2017
Sabreliner Aviation	Ste. Genevieve	MO	10/2010	03/2017
First Command Financial Planning, Inc.	Fort Worth	TX	11/2019	Present
First Command Advisory Services, Inc.	Fort Worth	TX	11/2019	Present
First Command Insurance Services, Inc.	Fort Worth	TX	11/2019	Present
Audubon's Restaurant	Ste. Genevieve	MO	07/2021	08/2024

05/2017 → 10/2019

Wm. Nobbe & Co.

Ste. Genevieve, MO
03/2017 → 05/2017

Unemployed

Ste. Genevieve, MO
10/2010 → 03/2017

Sabreliner Aviation

Ste. Genevieve, MO
11/2019 → Present

First Command Financial Planning, Inc.

Fort Worth, TX
11/2019 → Present

First Command Advisory Services, Inc.

Fort Worth, TX
11/2019 → Present

First Command Insurance Services, Inc.

Fort Worth, TX
07/2021 → 08/2024

Audubon's Restaurant

Ste. Genevieve, MO

Other Businesses

Name of the other business: Show-Me Shop ; Whether the business is investment-related: No ; Address of the other business: 10 S. Main Street, Ste. Genevieve, MO 63670 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: 11/27/19 ; The approximate number of hours/month you devote to the other business: 1 - 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: My wife manages our small retail business. I provided the operating cash to start it.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-09-26

S66 Uniform Combined State Law Examination

2019-09-26

Other Names

Mike Fallert

View on SEC IAPD