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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-12-02
TX RA APPROVED 2021-03-15
  • CT RA
    APPROVED
    Since 2025-12-02
  • TX RA
    APPROVED
    Since 2021-03-15

Branch Locations

30 Man Mar Dr Ste 14, Plainville, MA 02762-2271 • United States

275 Grove St Ste 1W-305, Auburndale, MA 02466 • United States

Newtonville, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Auburndale MA 01/2019 03/2020
Providence College Providence RI 08/2015 05/2019
Holman Enterprises Mt Laurel NJ 06/2018 08/2018
Ike's Famous Crabcakes Ocean City NJ 06/2016 08/2017
Miss Porter's School Farmington CT 01/2017 01/2017
Stonewall Solutions Pawtucket RI 09/2017 12/2017
Ameriprise Financial Services, Llc Auburndale MA 03/2020 Present
  • 01/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Auburndale, MA
  • 08/2015 → 05/2019
    Providence College
    Providence, RI
  • 06/2018 → 08/2018
    Holman Enterprises
    Mt Laurel, NJ
  • 06/2016 → 08/2017
    Ike's Famous Crabcakes
    Ocean City, NJ
  • 01/2017 → 01/2017
    Miss Porter's School
    Farmington, CT
  • 09/2017 → 12/2017
    Stonewall Solutions
    Pawtucket, RI
  • 03/2020 → Present
    Auburndale, MA
Other Businesses

Outside Employment; NetFlows, LLC; Associate Financial Advisor.; Manage advisory business; 275 Grove St Ste 1W-305, , Auburndale, MA, 02171; Investment-Related; 09/03/2019; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-06
  • S66 Uniform Combined State Law Examination
    2020-06-06
Other Names
  • Kaitlyn Anne Oconnell

View on SEC IAPD

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