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Jing G Kessler

M1 Advisory

Midlothian, VA

Chicago, IL

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Current Employers
M1 Advisory

200 North Lasalle Street Suite 810, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-02
  • IL RA
    APPROVED
    Since 2024-06-02

Branch Locations

Midlothian, VA • United States

200 North Lasalle Street Suite 810, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Glen Allen VA 10/2019 02/2021
Wells Fargo Clearing Services Glen Allen VA 12/2018 10/2019
Wells Fargo Bank, N.A. Glen Allen VA 05/2017 11/2018
Unemployed Richmond VA 01/2017 04/2017
Evergreen Enterprises Richmond VA 09/2016 12/2016
M1 Finance Chicago IL 02/2021 Present
  • 10/2019 → 02/2021
    Wells Fargo Clearing Services
    Glen Allen, VA
  • 12/2018 → 10/2019
    Wells Fargo Clearing Services
    Glen Allen, VA
  • 05/2017 → 11/2018
    Wells Fargo Bank, N.A.
    Glen Allen, VA
  • 01/2017 → 04/2017
    Unemployed
    Richmond, VA
  • 09/2016 → 12/2016
    Evergreen Enterprises
    Richmond, VA
  • 02/2021 → Present
    M1 Finance
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-18
  • S66 Uniform Combined State Law Examination
    2020-07-18
Other Names
  • Jing Gui
  • Jing Kessler

View on SEC IAPD

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