Milton Ivan Alvarez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 02/2021
  Wells Fargo Bank, Na
  Humble, TX
• 12/2018 → 02/2021
  Wells Fargo Clearing Services, Llc
  Humble, TX
• 07/2014 → 10/2016
  T-Mobile
  Houston, TX
• 02/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX

Previous Registrations

• 2019-06-07 → 2021-03-08
  Wells Fargo Clearing Services, Llc
  Humble, TX
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-06-07
• S63 Uniform Securities Agent State Law Examination
  2019-04-15

Other Names

• Milton Alvarez
• Milton Ivan Alvarez
• Milton Ivan Alvarez