Alif Karowadia

Employer firm

United Capital Financial Advisors CRD 134600

$24.6B regulatory AUM 160 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 12/2018
  Unemployed
  Sugar Land, TX
• 05/2016 → 02/2017
  Pepsico
  Plano, TX
• 03/2017 → 07/2017
  Unemployed
  Sugar Land, TX
• 07/2017 → 01/2018
  Ryder Systems
  Fort Worth, TX
• 12/2018 → 12/2020
  New York Life Insurance Co.
  Houston, TX
• 04/2021 → 01/2024
  Charles Schwab & Co., Inc
  Austin, TX
• 12/2020 → 04/2021
  N/A
  Austin, TX
• 06/2024 → Present
  Fisher Investments
  Plano, TX
• 01/2024 → 06/2024
  N/A
  Sugar Land, TX
• 03/2026 → Present
  United Capital Financial Advisors, Llc
  Irving, TX

Previous Registrations

• 2024-08-07 → 2026-03-12
  Fisher Investments
  Plano, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-08-06
• S63 Uniform Securities Agent State Law Examination
  2021-10-15