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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-28
TX RA APPROVED 2026-06-28
  • CA RA
    APPROVED
    Since 2026-06-28
  • TX RA
    APPROVED
    Since 2026-06-28

Branch Locations

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

Monterey Park, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Alhambra CA 03/2017 05/2021
Jp Morgan Chase Bank, N.A. Alhambra CA 12/2015 03/2017
J.P. Morgan Securities Llc Alhambra CA 12/2018 05/2021
Jp Morgan Chase Bank, N.A. Alhambra CA 05/2021 09/2024
J.P. Morgan Securities Llc Alhambra CA 05/2021 09/2024
Unemployed Monterey Park CA 10/2024 10/2024
Equitable Advisors Los Angeles CA 11/2024 03/2025
Unemployed Monterey Park CA 04/2025 05/2025
J.P. Morgan Securities Llc Los Angeles CA 06/2025 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 06/2025 Present
  • 03/2017 → 05/2021
    Jp Morgan Chase Bank, N.A.
    Alhambra, CA
  • 12/2015 → 03/2017
    Jp Morgan Chase Bank, N.A.
    Alhambra, CA
  • 12/2018 → 05/2021
    Alhambra, CA
  • 05/2021 → 09/2024
    Jp Morgan Chase Bank, N.A.
    Alhambra, CA
  • 05/2021 → 09/2024
    Alhambra, CA
  • 10/2024 → 10/2024
    Unemployed
    Monterey Park, CA
  • 11/2024 → 03/2025
    Equitable Advisors
    Los Angeles, CA
  • 04/2025 → 05/2025
    Unemployed
    Monterey Park, CA
  • 06/2025 → Present
    Los Angeles, CA
  • 06/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
Other Businesses

Effective 6/16/2025 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-21
S63 Uniform Securities Agent State Law Examination 2019-05-20
  • S65 Uniform Investment Adviser Law Examination
    2026-02-21
  • S63 Uniform Securities Agent State Law Examination
    2019-05-20
Other Names
  • Kevin Giang
  • Kevin Hui Giang

View on SEC IAPD

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