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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-21
MI RA APPROVED 2014-07-11
  • TX RA
    APPROVED_RES
    Since 2025-08-21
  • MI RA
    APPROVED
    Since 2014-07-11

Branch Locations

777 E. Eisenhower Parkway Suite 100, Ann Arbor, MI 48108 • United States

Ann Arbor, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Ann Arbor MI 06/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Ann Arbor MI 06/2014 Present
Previous Registrations
  • 2009-10-30 → 2014-06-28
    Quincy, MA
  • 2009-05-20 → 2009-09-09
    Td Ameritrade, Inc.
    Boston, MA
  • 2009-05-20 → 2009-09-09
    Td Ameritrade Investment Management, Llc
    Boston, MA
  • 2007-03-26 → 2009-03-18
    Banc Of America Investment Services, Inc.
    Waltham, MA
    Waltham, MA
  • 2006-12-14 → 2007-02-26
    Comerica Securities
    Commerce Twp, MI
    Detroit, MI
Other Businesses

(1) LUELLA HANNAN FOUNDATION POSITION: Volunteer Board Member NATURE: The mission of the Luella Hannan Memorial Foundation is to preserve the dignity and enhance the quality of life of seniors in Michigan. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/18/2018 ADDRESS: Hannan House, 4750 Woodward Avenue, Detroit MI 48201, United States DESCRIPTION: Serve on the Board of Trusteesfor the Luella Hannan Foundation on theFinance and Investment committees. (2) RENTAL PROPERTY POSITION: Owner of property NATURE: Rental activities for rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/02/2017 ADDRESS: 1665 Northbrook Drive, Ann Arbor MI 48103, United States DESCRIPTION: Landlord (3) 2004 THISTLE THORN LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/28/2026 ADDRESS: 2004 Thistle Thorn Trail, Sevierville TN 37876, United States DESCRIPTION: Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-13
  • S66 Uniform Combined State Law Examination
    2006-12-13

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