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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-06
MI RA APPROVED 2019-08-14
  • TX RA
    APPROVED_RES
    Since 2023-03-06
  • MI RA
    APPROVED
    Since 2019-08-14

Branch Locations

Ann Arbor, MI • United States

4039 Legacy Parkway Suite A & B, Lansing, MI 48911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Lansing MI 09/2018 Present
Mml Investors Services, Llc Lansing MI 01/2019 Present
Actify, Inc. Ann Arbor MI 01/2018 09/2018
Unemployed Ann Arbor MI 09/2017 01/2018
Cmc Solutions, Llc Farmington Hills MI 01/2017 09/2017
Manhattan Associates Atlanta GA 08/2011 01/2017
  • 09/2018 → Present
    Mass Mutual Life Insurance Company
    Lansing, MI
  • 01/2019 → Present
    Lansing, MI
  • 01/2018 → 09/2018
    Actify, Inc.
    Ann Arbor, MI
  • 09/2017 → 01/2018
    Unemployed
    Ann Arbor, MI
  • 01/2017 → 09/2017
    Cmc Solutions, Llc
    Farmington Hills, MI
  • 08/2011 → 01/2017
    Manhattan Associates
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-25
  • S66 Uniform Combined State Law Examination
    2019-07-25
Other Names
  • Ryan Dugan
  • Ryan Patrick Dugan

View on SEC IAPD

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