Erik William Stowers

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 11/2017
  J.P. Morgan Securities Llc
  Chicago, IL
• 11/2017 → Present
  Lpl Financial Llc
  Downers Grove, IL

Previous Registrations

• 2012-10-01 → 2017-11-29
  J.P. Morgan Securities Llc
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2006-08-18 → 2012-10-01
  Chase Investment Services Corp.
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2006-04-25 → 2006-09-11
  Ameriprise Financial Services, Llc
  Madison, WI
  Chicago, IL

Other Businesses

1. 11/21/2017 - HighPoint Planning Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 12/2/2019 - Verdant Capital Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 10/03/2019 - 120 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-09-12